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The Mongol Conquest of Xi-Xia and Jin


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#31 Yun

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Posted 09 January 2009 - 04:48 AM

It's 23 years! though it's not as long as more than 50 years defending of Song, it's more fierce.


Sorry, it's my bad math as usual. ;)

BTW, I just found an interesting article about a Tangut song that subtly mentions Chinggis Khan, and which provides a clue that his name "Temujin" originally meant "Blacksmith Thunder":

Secrets of the Tangut Manuscripts

Dr Ksenia Kepping is one of a handful of Tangut scholars worldwide and, based in St. Petersburg, she has had the chance to work closely on the largest hoard of Tangut manuscripts, excavated in the early 20th century from a stupa outside the city walls of Kharakhoto and now held in the Institute of Oriental Studies, St. Petersburg branch of the Russian Academy of Sciences (see IDP News 2). In March 2001 Dr Kepping came to London at the invitation of IDP and funded by the UK Heritage Lottery Fund to continue work on the smaller collection of manuscripts acquired from the same site by M. Aurel Stein and held in the British Library.

From her work on the documents Dr Kepping has found evidence to support several interesting and provocative theories— one involving the manner of Chinggis Khan's death. She gave a lecture on this at the Circle of Inner Asian Art and Archaeology in London in May and it will be published in a forthcoming CIAA book (see p. 7). Another document from the St. Petersburg collection contains, Dr Kepping argues, a reference to Chinghis Khan and her article about this is published below. Her work on the London collection has also been very productive and she plans to produce another piece shortly concerning a Buddhist poem.

Conservation work continues on the material at the British Library and IDP has started a programme of digitisation. Over 200 documents are now available (search database for 'Tangut' and 'digitised') and Dr Kepping's work on these along with transcriptions will be added next year. It is hoped that this will encourage a new generation of scholars to become interested in the Tanguts and their rich history and culture.

Chinggis Khan's Name Encrypted in a Tangut Song

Chinggis Khan's last campaign against the Tanguts (1226-7) proved to be fatal to both sides. Legend tells how the Great Khan met his death on Tangut territory in August 1227, and this same year is regarded as that of the total destruction of the Tangut state (982-1227) at the hands of the Mongols. The sources used to support this hypothesis, however, although written in several languages, do not include Tangut material. All Tangut historical records are believed to have been destroyed during the Mongolian invasion as there are no extant texts. This is why the mention of Chinggis Khan's name in one of the Tangut ritual songs (tentatively I date it to the beginning of the 14th century) at first seemed to me unbelievable.

The wood-block print (Tang.25, No 121) held in the Kozlov collection, St. Petersburg, contains five Tangut odes written partly in Tangut ritual language.1 On the verso are 30 or so Tangut ritual songs in cursive hand-writing, in parts almost illegible.

The colophon on the recto states that the woodblock was cut in 1185-6, to wit, in the reign of Renzong, Weiming Renxiao (r.1139-93), the golden age of the Tangut Empire. I would argue that the ritual songs on the verso are obviously written later and certainly not before the beginning of the 14th century since the song under discussion here mentions 'Phags-pa's death: this only took place in 1280.

The content of the printed odes shows that they have nothing to do with Buddhism (there is not a single word specifically from Buddhist vocabulary). In my opinion, the odes convey ancient Tangut ideas about their origins and shamanistic beliefs and were compiled long before the founding of the Tangut state (although they were only transcribed later).

In contrast, the ritual songs on the verso are permeated with Buddhist ideas. I believe they represent secret Tantric knowledge usually transmitted orally from teacher to pupil. Seemingly they were transcribed in an attempt to save this knowledge in the face of inevitable catastrophe (note the period that they were transcribed).

The wood-block print measures 25 x 16.5 cm and was originally bound in a butterfly format. The butterfly binding has been unstitched in modern times and each page inserted into a separate plastic envelope to aid conservation and access. Because of the 1960s restoration it is impossible to ascertain the original condition of the paper.2

The songs on the verso include one— 'The Sacred Might Overcomes All Neighbouring Peoples'— which mentions four historical figures: a person I failed to identify;3 Chinggis Khan; the Tangut heir (the son of the last but one Tangut emperor De-wang, r.1223-7); and 'Phags-pa.

The term 'sacred might' in the song's title certainly refers to the Tangut state. The term 'u I translate as 'all neighbouring peoples'. The dictionary The Sea of Characters (Kepping et.al. 1969, 1, p.296, no.1764) defines 'u as 'nine brothers 'u - the Khitans, Uighurs and others.' Obviously, the Tanguts considered the Mongols as one of the brothers 'u.4

The content of the song is fascinating. It is permeated with strong anti-Mongolian feelings and is clearly a call to arms. Though many decades had passed since the fall of their Empire, the Tanguts had not abandoned the idea of resistance. I believe that even today's reader will be deeply impressed by the despair expressed in the following lines by this anonymous Tangut poet - indubitably a Buddhist monk:

[I] am looking upward — there is only the blue Heaven, [I] complain to the Heaven — [but] the Heaven does not respond. [I] am looking downward — there is only the yellowish-brown5 Earth. [I] rely on the Earth — [but] the Earth does not protect me.

This song (altogether 438 characters) consists of 33 lines, 30 of them being full and three shortened. A full line has 14 characters (seven and seven) with a caesura after the fourth character in each seven-syllable phrase: _ _ _ _ / _ _ _ _ _ _ _ / _ _ _ The demon-strangler from the underworld / Blacksmith Thunder appeared in a way one could not avoid him (lit. one could not avoid [him] / appeared).

Chinggis Khan's designation occupies half of the line and can be easily divided into two parts at the caesura — 'the demon-strangler from the underworld' (first four characters) and 'Blacksmith Thunder' (the following three characters).

Let us start with the three characters which I translate as 'Blacksmith Thunder'. The 'blacksmith' etymology of Temujin, the name given to Chinggis Khan at birth, is well known (Pelliot 1959 p.290) and there is little doubt that 'Blacksmith Thunder' stands in the song for Temujin. The first two syllables mean 'blacksmith' and the third seems to be his name (rather his nickname). The two syllables comprising the word for 'blacksmith' —The two syllables comprising the word for 'blacksmith'— belong, in my observation, to the ritual language vocabulary, the first character standing for 'gold'/'metal' (Kepping et.al. 1969, 2, p.87, no. 3980) and the second for 'master' (Li 1986, p. 330, no 27AI7). The corresponding common language word is'iron master' (literally 'iron master'), and is found, for example, in the Tangut Code (Kychanov 1989, p. 650).

It is noteworthy that mbin 'is homophonous with the word meaning 'membrum virile' (Kepping et. al. 1969, 2, p. 87, no. 3981). Thus, readers may understand this collocation as 'membrum virile + master'. Another homophone is 'high', 'lofty' (Kepping et. al. 1969, 2, p. 87, no. 3982), which is included into the Tangut indigenous name for their Empire 'The Great State of the White and Lofty' 'The Great State of the White and Lofty'(= The Great State of yab-yum, for details see Kepping 1994).

The third syllable is the character 'marsh''marsh', 'swamp' (Li 1986, p.471, no. 53B41), but I believe that this character stands here for its homophone meaning 'thunder' (Li 1986, p.471, no. 53B38 - mind that Li Fanwen writes lei sheng 'sound of thunder', to wit, thunder-clap). Thus both parts of Chinggis Khan's name in the song are conveyed in a cryptic way.

There is nothing strange in this. First, even after his death Chinggis Khan inspired fear and at the time of the compilation of the song the Mongols still ruled China. Secondly, this cyptology was in keeping with Tangut tradition. According to the definition given in one ritual song, the Tangut state was 'the state of ten thousand secrets' and the use of homophones was quite common (see Kepping 1994).

My colleague, Professor S.G.Kljashtornyj, has called my attention to the writings of the Franciscan friars who visited the Mongol court in the mid 13th century, since the 'blacksmith thunder' etymology of Chinggis Khan's name is confirmed in these writings. Rubruck (Willielmi de Rubruquis) who was at the Mongol court in the 1250's refers first (chapter 19) to Chinggis Khan as 'a certain workman Chinggis who used to steal animals...' (Malein 1911, p.94) and later (chapter 48) he states that Chinggis Khan was a blacksmith (Malein 1911, p.162). It is also noteworthy that the fifth chapter of Joannes de Plano di Carpini's account of his journey in the 1240s to the Mongols (Menestò 1989, p.357; Malein 1911, p.22) states that Chinggis Khan was killed by a thunder-clap.

Professor H. Franke (personal letter dated Oct. 28, 2000) kindly informed me about another European source which repeats this story: 'There exists another History of the Tartars, edited by Alf önnerfors, Hystoria Tartarorum C. de Bridia Monachi (Walter de Gruyter, Berlin 1967), where we read in paragraph 21 (p.16): ... In English: "When they returned in their own country they found Cingis can slain by a thunder-clap."'

The idea of turning to the accounts of the Franciscan friars who visited the Mongol Empire proved to be rather fruitful. In his 48th chapter Rubruck relates the content of a letter to Louis IX, king of France, written by the Great Khan Mongke in June 1254 (Malein 1911, p.162). The letter should clearly be regarded as an official document and hence the name of Chinggis Khan — Demugin Hingei — mentioned in the first lines was seemingly his officially adopted name. It is interpreted by Rubruck as sonitus ferri, i.e. 'sound of iron'. According to Pelliot (1959, p.289), Rubruck adds the explanation: 'Ipsi vocant Chingis sonitum ferri, quia faber fuit' — 'They themselves call Chinggis "sound of iron" since he was a workman.'6 It is known that Rubruck constantly complained of his interpreter's inadequate translation (Malein 1911, pp. 83, 86, 92, 103, 115, 120, 122, 149, 155).7 I suppose that the idea which the Mongols wished to convey to the friar was that the noise which a blacksmith makes while working resembles the sound of thunder. Thus, the translation sonitus ferri is a corrupted 'thunder'/'thunder clap' resulting from misunderstanding between the Mongols and Rubruck. As to the song's statement that Chinggis Khan appeared in a way so that one could not avoid him, no doubt it is a hint at the rituals which the Tanguts used to perform to avoid disasters (Nevskij 1960, 1, p.52). Because of his wanton cruelty Chinggis Khan struck fear not only into his enemies but also into his compatriots and allies and this made him akin to thunderstorms — the most indiscrimate natural killer of the steppes.

Thus, the study of the sources written shortly after Chinggis Khan's death, such as the Tangut song and the accounts of the Franciscan friars, has shown that Chinggis Khan's name Temujin originally meant 'Blacksmith Thunder'. Later in the process of compiling Yuanshi (History of the Yuan dynasty: mid.14th c.), it was seemingly assumed that the 'blacksmith' etymology of Great Khan's name did not correspond to the elevated image required by the founder of the Yuan dynasty, the original cakravartin.8 The wish to ennoble Chinggis Khan's descent gave rise to a story of a more respectable provenance which was then introduced into circulation.

Notes

1 There are two separate layers in the Tangut vocabulary, namely common language and ritual (secret) language. The latter is used mainly in Tangut odes. Each word in the common language has its pair in the ritual language and, as a rule, the words with the same meaning in the common language and in the ritual language are completely different both in their appearance and phonetic value, e.g. common language mbe 'sun' corresponds to tie læe, 'sun' in the ritual language (for details see Kepping 1996).

2 Seemingly, while being restored the paper was pressed, stretched and steeped in glue made of flour or gelatine. The edges were strengthed with layers of modern paper. The paper now is dark grey in the middle and about 0.25 mm thick and 1.35 mm thick and dark yellow at the edges. (N.M. Brovenko, artist-restorer of the St. Petersburg Branch, Institute of Oriental Studies, personal communication).

3 Obviously, this unidentified person preceded Chinggis Khan chronologically. Since I am interested only in Chinggis Khan, the regrettable lack of information on the unidentified person does not affect the results of this study.

4 In Professor S.E.Yakhontov's (St. Petersburg University; personal communication) opinion, 'u is a general designation for non-Tangut peoples (perhaps with the exception of the Chinese and Tibetans) which corresponds to the Chinese term hu.

5 'Yellowish-brown' is my translation of the adjective phe which, I suppose, conveys the idea that the earth has withered and no longer bears fruit. This adjective is used mainly in Tangut proverbs and it seems to be a poetical epithet meaning fading and wilting. It is often contrasted with ngwe 'green', 'blue' (Chinese qing).

6 I would like to thank my colleague Dr.A.L.Khosroyev (St. Petersburg Branch, Institute of Oriental Studies) for the translation of this sentence from Latin.

7 See chapters 12, 15, 18, 24, 31, 33, 44, 46.

8 Professor H.Franke's expression (1981, p.309).

Bibliography

Franke 1981: Herbert Franke, 'Tibetans in Yuan China' in John Langlois Jr. (ed.), China under Mongol Rule, Princeton University Press.
Kepping 1994:Ksenia Kepping, 'The Name of the Tangut Empire', T'oung Pao, vol. LXXX, fasc.4-5, pp.357-76.
— 1996: 'Tangut Ritual Language', paper presented at the XXIX International Conference on Sino-Tibetan Languages and Linguistics, October 10-13, Leiden, the Netherlands.
Kepping et.al. 1969: Ksenia Kepping, Vsevolod Kolokolov, Evgenij Kychanov, Anatolij Terent'ev-Katanskij, More Pis'men. Faksimile tangutskih ksilografov. (The Sea of Characters. Facsimile of the Tangut wood-block prints), vol. 1—2, Nauka, Moscow.
Kychanov 1989: Evgenij Kychanov, Izmenennyj i zanovo utverzdennyj kodeks deviza carstvovanija Nebesnoe Procvetanie (1149—1169). Izdanie teksta, perevod s tangutskogo, issledovanie i primechanija, v 4h knigah, IV: Faksimile, perevod i primechanija (glavy 13-20) (The Revised and Newly Endorsed Code for the Designation of the Reign 'Celestial Prosperity' (1149-1169). The text, translation from the Tangut, the study with commentary in 4 volumes, IV: Facsimile, translation, commentary, chapters 13-20), Nauka, Moscow.
Li 1986: Li Fanwen, Tongyin yanjiu (A Study of Homophones), Ningxia renmin chubanshe, Yinchuan.
Malein 1911: Aleksandr Malein (tr.), Ioann de Plano di Karpini. Istoria Mongalov. Vil'gel'm de Rubruk. Puteshestvie v vostochnye strany. Vvedenie, perevod i primechania. (Ioann of Plano Carpini. The History of Mongols. William of Rubruck. A Journey to the Eastern Countries), Izdanie A. S. Suvorova, St. Petersburg.
Menestò 1989: Enrico Menestò (ed.), Giovanni di Plan di Carpini, Storia dei Mongoli. Edizione critica del testo Latino; Maria Cristiana Lungarotti (tr.), Paolo DaffinÀ (commentary), Centro Italiano di Studi Sull'allto Medioevo, Spoleto.
Nevskij 1960: Nikolaj Nevskij, Tangutskaja Filologija, 1—2 [Tangut Philology], Nauka, Moscow.
Pelliot 1959: Paul Pelliot, Notes on Marco Polo, I (Ouvrage posthume publié sous les auspices de l'Académie des Inscriptions et Belles-Lettres et avec le concours du CNRS), Imprimerie Nationale, Librairie Adrien-Maisonneuve, Paris.

http://idp.afc.ryuko.../idpnews_19.a4d
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#32 Borjigin Ayurbarwada

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Posted 17 November 2010 - 01:19 PM

Wanyan Heda's Jin army still had more than 100,000 men after the battle at Mount Yu, and the Mongols adopted a strategy of exhausting the enemy. The Jin troops had had little rest all the way from Dengzhou, and had not eaten for three days because of the severing of their supply lines. Their morale was plummetting and their commanders were losing confidence. When they reached Three-peaked Hill, a snowstorm suddenly broke out, and it was so cold that the faces of the Jin troops went as white as corpses, and they could hardly march. Rather than attack them when they were desperate with their backs to the wall, the Mongols left them an escape route and then ambushed them when they let down their guard during the retreat. The Jin army collapsed without a fight, and the Mongols pursued the fleeing Jin troops relentlessly. Wanyan Heda was killed, and most of his commanders also lost their lives. After the Battle of Three-peaked Hill, Kaifeng was doomed and the Jin emperor soon abandoned the city and entered Hebei in a vain attempt to reestablish himself there. He was driven south again, and by this time Kaifeng had been taken by the Mongols so he established his new capital at Caizhou 蔡州 (Runan, in Henan). After half a year (in early 1234), the Song and Mongol allied forces besieged Caizhou, Wanyan Shouxu committed suicide, and the Jin dynasty was finally destroyed.


While the battle of Three-peaked Hill forced the Jin to abandon Kaifeng, it should be noted that it did not destroy the backbone of the Jin army. In fact during the battle the Jin had 150,000 forces: “金完颜哈达、伊喇布哈自邓州率步骑十五万赴援。”
After the rout, despite Mongol pursuit, the Jin still regrouped their shattered army and still got together a force of 100,000:“合达、蒲阿败绩于三峰山,仙从四十余骑走密县,趋御寨,都尉乌林答胡土不纳,几为追骑所得。乃舍骑,步登嵩山绝顶清凉寺,谓登封兰若寨招抚使霍琢僧秀曰:‘我岂敢入汴京。一旦有急,缚我献大国矣。’遂走南阳留山,收溃军得十万人,屯留山及威远寨。立官府,聚粮食,修器仗,兵势稍振。” See(金史武仙传)
In another word, around 2/3 of the Jin army was still in tact after the battle. The battle of Three-peaked hill was a defeat, but not a total annihilation.

The real force that annihilated the Jin was not the Mongols, but the Song army under Meng Gong. This was clearly noted in the Song Shi: "丙辰,蓐食启行,晨至石穴。时积雨未霁,文彬患之,珙曰:「此雪夜擒吴元济之时也。」策马直至石穴,分兵进攻,而以文彬往来给事。自寅至巳力战,九砦一时俱破,武仙走,追及于鲇鱼砦,仙望见,易服而遁。复战于银葫芦山,军又败,仙与五六骑奔。追之,隐不见,降其众七万人,获甲兵无算。还军襄阳,转修武郎、鄂州江陵府副都统制。"As seen here, the Song defeated the Jin general Wu Xian, and "submitted 70,000(Jin soldiers), not including the armored soldiers". This is only the amount of Jin forces that submitted, not even including the amount which perished in battle. The Song probably fought and destroyed a Jin army that was well over 100,000 in size(which was the majority of what was left of the Jin army).
It shouldn't come as a surprise then, that the Song was also the first to enter Caizhou before the Mongols.

#33 Mergen

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Posted 06 April 2011 - 12:05 AM

The final Jin stand against the combined Mongol-Song onslaught in Caizhou in Feb 1234 can be considered heroic. Like a Chinese Alamo. Even though by then the Jin fighting machine was no longer the equal of its predecessors a century ago, most soldiers stood their ground and fought to the death against a numerically superior, fearsome (I meant Mongol, not Song) enemy. They had no other choice. There was nowhere else to retreat. Emperor Aizong hanged himself in honour, rather than suffer at the hands of the enemy. His successor, Wanyan Chenglin led the troops in resistance and was cut down in battle. The Song army was mainly there to supply grain to the Mongols whom they were relying to do the hard fighting. After the destruction of the Jin, the Song tried to claim credit for the "joint" military operation and in successfully avenging themselves for the 1127 debacle. Unfortunately, the corpse of the dead Emperor Aizong was cut in half and divided between the Mongols and Song. But haha, retribution awaits. 40 years later, the Song would also be destroyed by their erstwhile Mongol allies. Compared to the honourable resistance to the death of the Jin, the Song imperial family surrendered to the invading Mongol general in person and were taken prisoners.

#34 Borjigin Ayurbarwada

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Posted 06 April 2011 - 02:35 AM

The Song army was mainly there to supply grain to the Mongols whom they were relying to do the hard fighting.

No it didn't, the least you could do is read the post that was right above yours. The Song army under general Meng Gong, not the Mongols, was what shattered the backbone of the Jin forces at Caizhou.

Edited by Borjigin Ayurbarwada, 06 April 2011 - 02:40 AM.


#35 AjaxMinoan

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Posted 27 August 2012 - 04:35 PM

Hmm, I seems that the Xi Xia people who were wiped out after the death of Gengis Khan were who we call in the West the Tangut people. I'm glad this website is here. I plan on writing a short article on the Mongol Empire.
Ok, I even see that Sage King put Tanguts in parentheses for me.

#36 tadamson

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Posted 29 August 2012 - 01:09 PM

Wel Xi Xia was a state rather than a people. It's clear that Tangut and related peoples (Tangut is more a tribal federation than an ethnic group, though like many names/peoples in the region documents use it to mean different things) were a significant part of the state. Whilst the Mongol conquest of Xi Xia caused many deaths 'wiped out' is rather overstating things.
rgds.

Tom..

#37 Michael B. Hickland

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Posted 04 February 2013 - 11:44 AM

 Hello,

 

 

My name is Michael B. Hickland. I’m an author, retired corporate executive and amateur history buff. I’m a graduate of the University of Florida and attended Delaware Law School. During my earlier career I traveled extensively to many countries. In Asia, the Mongol ruler dominates history like no other. I am both fascinated and intrigued by this enigmatic leader. So, I decided to devote myself to learning and writing about him. I will be offering both facts and context about the events that shaped the boy, the man, the leader, the conqueror and his motivation. through my new blog entries. I don't know if my interest in all of the archaeological efforts to locate the tomb qualifies me, but after three years of research I'm also writing book on the above subject. It will be released later this year.

So I'm inviting you to visit my blog http://mysteryofgeng...n.blogspot.com/. If nothing else as historians you might find it interesting to follow the adventure. A subscription is free and my blog entries will be delivered by email. I hope you take a look.

 

Sincerely,

Michael B. Hickland






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